2020 Finance Law Institute Program and Schedule
The Finance Law Institute is a space for the leading legal minds involved with finance law, as it pertains to the LGBTQ+ community, to share ideas and network. Participants will share their collective wisdom and discuss cutting-edge legal strategies. To create an environment that encourages the free flow of information, registration is limited. The meeting will be closed and the proceedings will not be recorded.
The Finance Law Institute is open to all, including law students.
The 2020 agenda will posted in June 2020. Please see the 2019 agenda below for reference.
2019 Program and Schedule
Finance Law Institute Co-Chairs: Fitzann Reid, Senior Attorney, SEC and Daniel Winterfeldt, Global Capital Markets Partner, Reed Smith; Founder, Forum for US Securities Lawyers in London
Networking & Welcome 8:30 am to 8:45 am
SEC Keynote with Q&A 8:45 am to 9:00 am
Keynote Speaker: Lori Schock, Director, Office of Investor Education and Advocacy, SEC
Capital Markets Panel 9:15 am to 10:15 am
Panelists: Daniel Winterfeldt, Global Capital Markets Partner, Reed Smith and Founder and Co-Chair, Forum for US Securities Lawyers in London (Chair); Edward Bibko, General Counsel for EMEA and Asia, Jeffries
SEC Panel 10:15 am to 11:15 am
Panelists: Fitzann Reid, Senior Attorney, SEC; L. James Lyman, Senior Attorney, Division of Enforcement at the United States Securities and Exchange Commission; Glenn Gordon, Associate Regional Director, Division of Enforcement, Miami Regional Office, SEC; Jorge G. Tenreiro, Senior Trial Counsel, Division of Enforcement of the SEC, New York Regional Office.
Ally Keynote with Q&A 11:15 am – 11:30 am
Keynote Speaker: Edward Bibko, General Counsel for EMEA and Asia, Jeffries
Derivatives Panel 11:30 am to 12:30 pm
Panelists: Greg Todd, Managing Director & Associate General Counsel, Bank of America Merrill Lynch (Chair); Waqaas Fahmawi, Director & Assistant General Counsel, Bank of America Merrill Lynch; Trish O’Donnell, Counsel, Reed Smith; Darshini Reddivari, Vice President & Legal Counsel, T. Rowe Price; Tom Salatte, Managing Director, Nomura