2019 Finance Law Institute Program and Schedule
Please return in Spring of 2019 for more information regarding the 2019 Finance Law Institute program and schedule. Below is the program and description of the 2018 Finance Law Institute Program and Schedule.
The 2018 Finance Law Institute was held in New York City on August 10 as part of the National LGBT Bar Association’s 30th Annual Lavender Law® Conference & Career Fair. The Institute was a space for the leading legal minds involved with finance law, as it pertains to the LGBT community, to share ideas and network.
The Institute hosted experienced practitioners and academics focusing on financial legal issues affecting the LGBT community. Participants shared their collective wisdom and discuss cutting-edge legal strategies.
To create an environment that encourages the free flow of information, registration was limited. The meeting was closed and the proceedings would not be recorded.
|Co-Chairs:||Jane Jarcho, Deputy Director of National Exam Program, U.S. Securities and Exchange Commission|
|Greg Todd, Managing Director and Associate General Counsel, Bank of America Merrill Lynch|
|Daniel Winterfeldt, Global Capital Markets Partner, Reed Smith; Founder & Chair, InterLaw Diversity Forum|
Thursday, August 9, 2018
|3:30 pm – 3:45 pm||Registration|
|3:45 pm – 4:15 pm||Keynote
William Caccamise, General Counsel, Global Banking, Global Markets, and International, Bank of America Merrill Lynch
|4:15 pm – 5:15 pm||Derivatives Panel
Round up of hot topics and key practice considerations for derivatives and structured products.
|Moderator:||Greg Todd, Managing Director and Associate General Counsel, Bank of America Merrill Lynch|
|Speakers:||David Lucking, Partner, Allen & Overy|
|Peter Malyshev, Partner, Reed Smith|
|Darshini Reddivari, Vice President & Legal Counsel, T. Rowe Price|
|Tom Salatte, General Counsel, Nomura Global Financial Products|
|5:15 pm – 6:15 pm||Finance Reception
Hosted by Bank of America Merrill Lynch
Friday, August 10, 2018
|8:45 am - 9:15 am||Registration|
|9:15 am - 10:15am||Capital Markets Panel
An overview of Equity Capital Markets and Debt Capital Markets activity, both domestic and international, including transactions, regulatory development, trends, and other hot topics.
|Moderator:||Ike Osaki, Managing Director and General Counsel Latin America, Bank of America Merrill Lynch|
|Speakers:||William Candelaria, Partner, DLA Piper|
|Chris Lueking, Partner, Latham & Watkins|
|Daniel Winterfeldt, Partner, Reed Smith|
|10:15 am – 10:30 am||Break|
|10:30 am – 11:30 am||Enforcement Panel
Discussion and overview of the latest trends in SEC enforcement activity.
|Moderator:||Jane Jarcho, Deputy Director of National Exam Program, U.S. Securities and Exchange Commission|
|Speaker:||Jorge Tenreiro, Attorney-Enforcement, U.S. Securities and Exchange Commission|
|11:30 am – 12:30 pm||FinTech Panel
A discussion on some of the regulatory hurdles that industry leaders are addressing in the development and implementation of blockchain-enabled solutions, and what market participants can do to ensure compliance with applicable laws and regulations.
|Moderator:||Dario de Martino, Co-Chair, Morrison & Foerster LLP Blockchain Practice|
|Speakers:||Zoe Dolan, Solo Crypto and Federal Criminal Defense Lawyer|
|Cristhian Escobar, Associate Director, Scotiabank|
|Susan Gault-Brown, Partner, Morrison & Foerster LLP|
|Cass Sanford, Associate General Counsel, OTC Markets Groups|